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Request Reference The information I am requesting relates to the ‘Dear Chair’ letter dated 28 November 2024 relating to the oversight of MMs/APs by issuers of Irish-domiciled ETFs. The specific information I am requesting… 1) The data collected as part of the ‘quantitative assessment’ 2) A representative sample of the information received from the ‘qualitative assessment’ FOI-2025-001605 18/03/2025 Media Part Granted 15/04/2025 3) A numerical breakdown of the proportion of firms with good due diligence practices vs those without (along with any relevant definitions) 4) A numerical breakdown of the proportion of firms with sufficient levels of ongoing monitoring (along with any relevant definitions) 5) A numerical breakdown of the proportion of firms with sufficient levels of board oversight (along with any relevant definitions) 6) A numerical breakdown of AP/CMM concentration in more granular detail. (both % total notional activity & % of ETFs contracted to by MM/AP firm)
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